International Atomic Energy Agency
Information Circular
(Unofficial electronic edition) |
INFCIRC/500
20 March 1996
GENERAL Distr.
Original: ENGLISH, FRENCH,
RUSSIAN and SPANISH
|
VIENNA CONVENTION ON CIVIL LIABILITY FOR NUCLEAR DAMAGE
- The Vienna Convention on Civil Liability for Nuclear Damage was adopted on
21 May 1963 and was opened for signature on the same day. It entered into
force on 12 November 1977, i.e. three months after the date of deposit with
the Director General of the fifth instrument of ratification, in accordance
with Article XXIII.
- In view of the demand for copies of the Convention, its text is being
issued as an INFCIRC document in all authentic languages, i.e. English,
French, Russian and Spanish.
On 22 September 2000, an addendum was issued to this document (INFCIRC/500/Add.
4 (240 KB)) .
On 14 October 1999, an addendum was issued to this document: Optional
Protocol Concerning the Compulsory Settlement of Disputes to the Vienna
Convention on Civil Liability for Nuclear Damage (INFCIRC/500/Add.
3).
VIENNA CONVENTION ON CIVIL LIABILITY FOR NUCLEAR DAMAGE
THE CONTRACTING PARTIES,
HAVING RECOGNIZED the desirability of establishing some minimum standards to
provide financial protection against damage resulting from certain peaceful uses
of nuclear energy,
BELIEVING that a convention on civil liability for nuclear damage would also
contribute to the development of friendly relations among nations, irrespective
of their differing constitutional and social systems,
HAVE DECIDED to conclude a convention for such purposes, and thereto have
agreed as follows -
ARTICLE I
- For the purposes of this Convention -
- "Person" means any individual, partnership, any
private or public body whether corporate or not, any international
organization enjoying legal personality under the law of the
Installation State, and any State or any of its constituent
sub-divisions.
- "National of a Contracting Party" includes a
Contracting Party or any of its constituent sub-divisions, a
partnership, or any private or public body whether corporate or not
established within the territory of a Contracting Party.
- "Operator", in relation to a nuclear installation,
means the person designated or recognized by the Installation State as
the operator of that installation.
- "Installation State", in relation to a nuclear
installation, means the Contracting Party within whose territory that
installation is situated or, if it is not situated within the territory
of any State, the Contracting Party by which or under the authority of
which the nuclear installation is operated.
- "Law of the competent court" means the law of the
court having jurisdiction under this Convention, including any rules of
such law relating to conflict of laws.
- "Nuclear fuel" means any material which is capable
of producing energy by a self-sustaining chain process of nuclear
fission.
- "Radioactive products or waste" means any
radioactive material produced in, or any material made radioactive by
exposure to the radiation incidental to, the production or utilization
of nuclear fuel, but does not include radioisotopes which have reached
the final stage of fabrication so as to be usable for any scientific,
medical, agricultural, commercial or industrial purpose.
- "Nuclear material" means -
- nuclear fuel, other than natural uranium and depleted
uranium, capable of producing energy by a self-sustaining chain
process of nuclear fission outside a nuclear reactor, either alone
or in combination with some other material; and
- radioactive products or waste.
- "Nuclear reactor" means any structure containing
nuclear fuel in such an arrangement that a self-sustaining chain process
of nuclear fission can occur therein without an additional source of
neutrons.
- "Nuclear installation" means -
- any nuclear reactor other than one with which a means of
sea or air transport is equipped for use as a source of power,
whether for propulsion thereof or for any other purpose;
- any factory using nuclear fuel for the production of
nuclear material, or any factory for the processing of nuclear
material, including any factory for the re-processing of irradiated
nuclear fuel; and
- any facility where nuclear material is stored,
other than storage incidental to the carriage of such material;
provided that the Installation State may determine that several nuclear
installations of one operator which are located at the same site shall
be considered as a single nuclear installation.
- "Nuclear damage" means -
- loss of life, any personal injury or any loss of, or
damage to, property which arises out of or results from the
radioactive properties or a combination of radioactive properties
with toxic, explosive or other hazardous properties of nuclear fuel
or radioactive products or waste in, or of nuclear material coming
from, originating in, or sent to, a nuclear installation;
- any other loss or damage so arising or resulting if and
to the extent that the law of the competent court so provides; and
- if the law of the Installation State so provides, loss of
life, any personal injury or any loss of, or damage to, property
which arises out of or results from other ionizing radiation emitted
by any other source of radiation inside a nuclear installation.
- "Nuclear incident" means any occurrence or series
of occurrences having the same origin which causes nuclear damage.
- An Installation State may, if the small extent of the risks involved so
warrants, exclude any small quantities of nuclear material from the
application of this Convention, provided that -
- maximum limits for the exclusion of such quantities have been
established by the Board of Governors of the International Atomic Energy
Agency; and
- any exclusion by an Installation State is within such
established limits.
The maximum limits shall be reviewed periodically by the Board of
Governors.
ARTICLE II
- The operator of a nuclear installation shall be liable for nuclear damage
upon proof that such damage has been caused by a nuclear incident -
- in his nuclear installation; or
- involving nuclear material coming from or originating in his
nuclear installation, and occurring -
- before liability with regard to nuclear incidents
involving the nuclear material has been assumed, pursuant to the
express terms of a contract in writing, by the operator of another
nuclear installation;
- in the absence of such express terms, before the operator
of another nuclear installation has taken charge of the nuclear
material; or
- where the nuclear material is intended to be used in a
nuclear reactor with which a means of transport is equipped for use
as a source of power, whether for propulsion thereof or for any
other purpose, before the person duly authorized to operate such
reactor has taken charge of the nuclear material; but
- where the nuclear material has been sent to a person
within the territory of a non-Contracting State, before it has been
unloaded from the means of transport by which it has arrived in the
territory of that non-Contracting State;
- involving nuclear material sent to his nuclear installation,
and occurring -
- after liability with regard to nuclear incidents
involving the nuclear material has been assumed by him, pursuant to
the express terms of a contract in writing, from the operator of
another nuclear installation;
- in the absence of such express terms, after he has taken
charge of the nuclear material; or
- after he has taken charge of the nuclear material from a
person operating a nuclear reactor with which a means of transport
is equipped for use as a source of power, whether for propulsion
thereof or for any other purpose; but
- where the nuclear material has, with the written consent
of the operator, been sent from a person within the territory of a
non-Contracting State, only after it has been loaded on the means of
transport by which it is to be carried from the territory of that
State;
provided that, if nuclear damage is caused by a nuclear incident
occurring in a nuclear installation and involving nuclear material stored
therein incidentally to the carriage of such material, the provisions of
sub-paragraph (a) of this paragraph shall not apply where another operator
or person is solely liable pursuant to the provisions of sub-paragraph (b)
or (c) of this paragraph.
- The Installation State may provide by legislation that, in accordance with
such terms as may be specified therein, a carrier of nuclear material or a
person handling radioactive waste may, at his request and with the consent
of the operator concerned, be designated or recognized as operator in the
place of that operator in respect of such nuclear material or radioactive
waste respectively. In this case such carrier or such person shall be
considered, for all the purposes of this Convention, as an operator of a
nuclear installation situated within the territory of that State.
-
- Where nuclear damage engages the liability of more than one
operator, the operators involved shall, in so far as the damage
attributable to each operator is not reasonably separable, be jointly
and severally liable.
- Where a nuclear incident occurs in the course of carriage of
nuclear material, either in one and the same means of transport, or, in
the case of storage incidental to the carriage, in one and the same
nuclear installation, and causes nuclear damage which engages the
liability of more than one operator, the total liability shall not
exceed the highest amount applicable with respect to any one of them
pursuant to Article V.
- In neither of the cases referred to in sub-paragraphs (a) and
(b) of this paragraph shall the liability of any one operator exceed the
amount applicable with respect to him pursuant to Article V.
- Subject to the provisions of paragraph 3 of this Article, where several
nuclear installations of one and the same operator are involved in one
nuclear incident, such operator shall be liable in respect of each nuclear
installation involved up to the amount applicable with respect to him
pursuant to Article V.
- Except as otherwise provided in this Convention, no person other than the
operator shall be liable for nuclear damage. This, however, shall not affect
the application of any international convention in the field of transport in
force or open for signature, ratification or accession at the date on which
this Convention is opened for signature.
- No person shall be liable for any loss or damage which is not nuclear
damage pursuant to sub-paragraph (k) of paragraph 1 of Article I but which
could have been included as such pursuant to sub-paragraph (k) (ii) of that
paragraph.
- Direct action shall lie against the person furnishing financial security
pursuant to Article VII, if the law of the competent court so provides.
ARTICLE III
The operator liable in accordance with this Convention shall provide the
carrier with a certificate issued by or on behalf of the insurer or other
financial guarantor furnishing the financial security required pursuant to
Article VII. The certificate shall state the name and address of that operator
and the amount, type and duration of the security, and these statements may not
be disputed by the person by whom or on whose behalf the certificate was issued.
The certificate shall also indicate the nuclear material in respect of which the
security applies and shall include a statement by the competent public authority
of the Installation State that the person named is an operator within the
meaning of this Convention.
ARTICLE IV
- The liability of the operator for nuclear damage under this Convention
shall be absolute.
- If the operator proves that the nuclear damage resulted wholly or partly
either from the gross negligence of the person suffering the damage or from
an act or omission of such person done with intent to cause damage, the
competent court may, if its law so provides, relieve the operator wholly or
partly from his obligation to pay compensation in respect of the damage
suffered by such person.
-
- No liability under this Convention shall attach to an
operator for nuclear damage caused by a nuclear incident directly due to
an act of armed conflict, hostilities, civil war or insurrection.
- Except in so far as the law of the Installation State may
provide to the contrary, the operator shall not be liable for nuclear
damage caused by a nuclear incident directly due to a grave natural
disaster of an exceptional character.
- Whenever both nuclear damage and damage other than nuclear damage have
been caused by a nuclear incident or jointly by a nuclear incident and one
or more other occurrences, such other damage shall, to the extent that it is
not reasonably separable from the nuclear damage, be deemed, for the
purposes of this Convention, to be nuclear damage caused by that nuclear
incident. Where, however, damage is caused jointly by a nuclear incident
covered by this Convention and by an emission of ionizing radiation not
covered by it, nothing in this Convention shall limit or otherwise affect
the liability, either as regards any person suffering nuclear damage or by
way of recourse or contribution, of any person who may be held liable in
connection with that emission of ionizing radiation.
- The operator shall not be liable under this Convention for nuclear damage
-
- to the nuclear installation itself or to any property on the
site of that installation which is used or to be used in connection with
that installation; or
- to the means of transport upon which the nuclear material
involved was at the time of the nuclear incident.
- Any Installation State may provide by legislation that sub-paragraph (b)
of paragraph 5 of this Article shall not apply, provided that in no case
shall the liability of the operator in respect of nuclear damage, other than
nuclear damage to the means of transport, be reduced to less than US $5
million for any one nuclear incident.
- Nothing in this Convention shall affect -
- the liability of any individual for nuclear damage for which
the operator, by virtue of paragraph 3 or 5 of this Article, is not
liable under this Convention and which that individual caused by an act
or omission done with intent to cause damage; or
- the liability outside this Convention of the operator for
nuclear damage for which, by virtue of sub-paragraph (b) of paragraph 5
of this Article, he is not liable under this Convention.
ARTICLE V
- The liability of the operator may be limited by the Installation State to
not less than US $5 million for any one nuclear incident.
- Any limits of liability which may be established pursuant to this Article
shall not include any interest or costs awarded by a court in actions for
compensation of nuclear damage.
- The United States dollar referred to in this Convention is a unit of
account equivalent to the value of the United States dollar in terms of gold
on 29 April 1963, that is to say US $35 per one troy ounce of fine gold.
- The sum mentioned in paragraph 6 of Article IV and in paragraph 1 of this
Article may be converted into national currency in round figures.
ARTICLE VI
- Rights of compensation under this Convention shall be extinguished if an
action is not brought within ten years from the date of the nuclear
incident. If, however, under the law of the Installation State the liability
of the operator is covered by insurance or other financial security or by
State funds for a period longer than ten years, the law of the competent
court may provide that rights of compensation against the operator shall
only be extinguished after a period which may be longer than ten years, but
shall not be longer than the period for which his liability is so covered
under the law of the Installation State. Such extension of the extinction
period shall in no case affect rights of compensation under this Convention
of any person who has brought an action for loss of life or personal injury
against the operator before the expiry of the aforesaid period of ten years.
- Where nuclear damage is caused by a nuclear incident involving nuclear
material which at the time of the nuclear incident was stolen, lost,
jettisoned or abandoned, the period established pursuant to paragraph 1 of
this Article shall be computed from the date of that nuclear incident, but
the period shall in no case exceed a period of twenty years from the date of
the theft, loss, jettison or abandonment.
- The law of the competent court may establish a period of extinction or
prescription of not less than three years from the date on which the person
suffering nuclear damage had knowledge or should have had knowledge of the
damage and of the operator liable for the damage, provided that the period
established pursuant to paragraphs 1 and 2 of this Article shall not be
exceeded.
- Unless the law of the competent court otherwise provides, any person who
claims to have suffered nuclear damage and who has brought an action for
compensation within the period applicable pursuant to this Article may amend
his claim to take into account any aggravation of the damage, even after the
expiry of that period, provided that final judgment has not been entered.
- Where jurisdiction is to be determined pursuant to sub-paragraph (b) of
paragraph 3 of Article XI and a request has been made within the period
applicable pursuant to this Article to any one of the Contracting Parties
empowered so to determine, but the time remaining after such determination
is less than six months, the period within which an action may be brought
shall be six months, reckoned from the date of such determination.
ARTICLE VII
- The operator shall be required to maintain insurance or other financial
security covering his liability for nuclear damage in such amount, of such
type and in such terms as the Installation State shall specify. The
Installation State shall ensure the payment of claims for compensation for
nuclear damage which have been established against the operator by providing
the necessary funds to the extent that the yield of insurance or other
financial security is inadequate to satisfy such claims, but not in excess
of the limit, if any, established pursuant to Article V.
- Nothing in paragraph 1 of this Article shall require a Contracting Party
or any of its constituent sub-divisions, such as States or Republics, to
maintain insurance or other financial security to cover their liability as
operators.
- The funds provided by insurance, by other financial security or by the
Installation State pursuant to paragraph 1 of this Article shall be
exclusively available for compensation due under this Convention.
- No insurer or other financial guarantor shall suspend or cancel the
insurance or other financial security provided pursuant to paragraph 1 of
this Article without giving notice in writing of at least two months to the
competent public authority or, in so far as such insurance or other
financial security relates to the carriage of nuclear material, during the
period of the carriage in question.
ARTICLE VIII
Subject to the provisions of this Convention, the nature, form and extent of
the compensation, as well as the equitable distribution thereof, shall be
governed by the law of the competent court.
ARTICLE IX
- Where provisions of national or public health insurance, social insurance,
social security, workmen's compensation or occupational disease compensation
systems include compensation for nuclear damage, rights of beneficiaries of
such systems to obtain compensation under this Convention and rights of
recourse by virtue of such systems against the operator liable shall be
determined, subject to the provisions of this Convention, by the law of the
Contracting Party in which such systems have been established, or by the
regulations of the intergovernmental organization which has established such
systems.
-
- If a person who is a national of a Contracting Party, other
than the operator, has paid compensation for nuclear damage under an
international convention or under the law of a non-Contracting State,
such person shall, up to the amount which he has paid, acquire by
subrogation the rights under this Convention of the person so
compensated. No rights shall be so acquired by any person to the extent
that the operator has a right of recourse against such person under this
Convention.
- Nothing in this Convention shall preclude an operator who has
paid compensation for nuclear damage out of funds other than those
provided pursuant to paragraph 1 of Article VII from recovering from the
person providing financial security pursuant to that paragraph or from
the Installation State, up to the amount he has paid, the sum which the
person so compensated would have obtained under this Convention.
ARTICLE X
The operator shall have a right of recourse only -
- if this is expressly provided for by a contract in writing; or
- if the nuclear incident results from an act or omission done with
intent to cause damage, against the individual who has acted or omitted to
act with such intent.
ARTICLE XI
- Except as otherwise provided in this Article, jurisdiction over actions
under Article II shall lie only with the courts of the Contracting Party
within whose territory the nuclear incident occurred.
- Where the nuclear incident occurred outside the territory of any
Contracting Party, or where the place of the nuclear incident cannot be
determined with certainty, jurisdiction over such actions shall lie with the
courts of the Installation State of the operator liable.
- Where under paragraph 1 or 2 of this Article, jurisdiction would lie with
the courts of more than one Contracting Party, jurisdiction shall lie -
- if the nuclear incident occurred partly outside the territory
of any Contracting Party, and partly within the territory of a single
Contracting Party, with the courts of the latter; and
- in any other case, with the courts of that Contracting Party
which is determined by agreement between the Contracting Parties whose
courts would be competent under paragraph 1 or 2 of this Article.
ARTICLE XII
- A final judgment entered by a court having jurisdiction under Article XI
shall be recognized within the territory of any other Contracting Party,
except -
- where the judgment was obtained by fraud;
- where the party against whom the judgment was pronounced was
not given a fair opportunity to present his case; or
- where the judgment is contrary to the public policy of the
Contracting Party within the territory of which recognition is sought,
or is not in accord with fundamental standards of justice.
- A final judgment which is recognized shall, upon being presented for
enforcement in accordance with the formalities required by the law of the
Contracting Party where enforcement is sought, be enforceable as if it were
a judgment of a court of that Contracting Party.
- The merits of a claim on which the judgment has been given shall not be
subject to further proceedings.
ARTICLE XIII
This Convention and the national law applicable thereunder shall be applied
without any discrimination based upon nationality, domicile or residence.
ARTICLE XIV
Except in respect of measures of execution, jurisdictional immunities under
rules of national or international law shall not be invoked in actions under
this Convention before the courts competent pursuant to Article XI.
ARTICLE XV
The Contracting Parties shall take appropriate measures to ensure that
compensation for nuclear damage, interest and costs awarded by a court in
connection therewith, insurance and reinsurance premiums and funds provided by
insurance, reinsurance or other financial security, or funds provided by the
Installation State, pursuant to this Convention, shall be freely transferable
into the currency of the Contracting Party within whose territory the damage is
suffered, and of the Contracting Party within whose territory the claimant is
habitually resident, and, as regards insurance or reinsurance premiums and
payments, into the currencies specified in the insurance or reinsurance
contract.
ARTICLE XVI
No person shall be entitled to recover compensation under this Convention to
the extent that he has recovered compensation in respect of the same nuclear
damage under another international convention on civil liability in the field of
nuclear energy.
ARTICLE XVII
This Convention shall not, as between the parties to them, affect the
application of any international agreements or international conventions on
civil liability in the field of nuclear energy in force, or open for signature,
ratification or accession at the date on which this Convention is opened for
signature.
ARTICLE XVIII
This Convention shall not be construed as affecting the rights, if any, of a
Contracting Party under the general rules of public international law in respect
of nuclear damage.
ARTICLE XIX
- Any Contracting Party entering into an agreement pursuant to subparagraph
(b) of paragraph 3 of Article XI shall furnish without delay to the Director
General of the International Atomic Energy Agency for information and
dissemination to the other Contracting Parties a copy of such agreement.
- The Contracting Parties shall furnish to the Director General for
information and dissemination to the other Contracting Parties copies of
their respective laws and regulations relating to matters covered by this
Convention.
ARTICLE XX
Notwithstanding the termination of the application of this Convention to any
Contracting Party, either by termination pursuant to Article XXV or by
denunciation pursuant to Article XXVI, the provisions of this Convention shall
continue to apply to any nuclear damage caused by a nuclear incident occurring
before such termination.
ARTICLE XXI
This Convention shall be open for signature by the States represented at the
International Conference on Civil Liability for Nuclear Damage held in Vienna
from 29 April to 19 May 1963.
ARTICLE XXII
This Convention shall be ratified, and the instruments of ratification shall
be deposited with the Director General of the International Atomic Energy
Agency.
ARTICLE XXIII
This Convention shall come into force three months after the deposit of the
fifth instrument of ratification, and, in respect of each State ratifying it
thereafter, three months after the deposit of the instrument of ratification by
that State.
ARTICLE XXIV
- All States Members of the United Nations, or of any of the specialized
agencies or of the International Atomic Energy Agency not represented at the
International Conference on Civil Liability for Nuclear Damage held in
Vienna from 29 April to 19 May 1963, may accede to this Convention.
- The instruments of accession shall be deposited with the Director General
of the International Atomic Energy Agency.
- This Convention shall come into force in respect of the acceding State
three months after the date of deposit of the instrument of accession of
that State but not before the date of the entry into force of this
Convention pursuant to Article XXIII.
ARTICLE XXV
- This Convention shall remain in force for a period of ten years from the
date of its entry into force. Any Contracting Party may, by giving before
the end of that period at least twelve months' notice to that effect to the
Director General of the International Atomic Energy Agency, terminate the
application of this Convention to itself at the end of that period of ten
years.
- This Convention shall, after that period of ten years, remain in force for
a further period of five years for such Contracting Parties as have not
terminated its application pursuant to paragraph 1 of this Article, and
thereafter for successive periods of five years each for those Contracting
Parties which have not terminated its application at the end of one of such
periods, by giving, before the end of one of such periods, at least twelve
months' notice to that effect to the Director General of the International
Atomic Energy Agency.
ARTICLE XXVI
- A conference shall be convened by the Director General of the
International Atomic Energy Agency at any time after the expiry of a period
of five years from the date of the entry into force of this Convention in
order to consider the revision thereof, if one-third of the Contracting
Parties express a desire to that effect.
- Any Contracting Party may denounce this Convention by notification to the
Director General of the International Atomic Energy Agency within a period
of twelve months following the first revision conference held pursuant to
paragraph 1 of this Article.
- Denunciation shall take effect one year after the date on which
notification to that effect has been received by the Director General of the
International Atomic Energy Agency.
ARTICLE XXVII
The Director General of the International Atomic Energy Agency shall notify
the States invited to the International Conference on Civil Liability for
Nuclear Damage held in Vienna from 29 April to 19 May 1963 and the States which
have acceded to this Convention of the following -
- signatures and instruments of ratification and accession received
pursuant to Articles XXI, XXII and XXIV;
- the date on which this Convention will come into force pursuant
to Article XXIII;
- notifications of termination and denunciation received pursuant
to Articles XXV and XXVI;
- requests for the convening of a revision conference pursuant to
Article XXVI.
ARTICLE XXVIII
This Convention shall be registered by the Director General of the
International Atomic Energy Agency in accordance with Article 102 of the
Charter of the United Nations.
ARTICLE XXIX
The original of this Convention, of which the English, French, Russian
and Spanish texts are equally authentic, shall be deposited with the
Director General of the International Atomic Energy Agency, who shall issue
certified copies.
IN WITNESS WHEREOF, the undersigned Plenipotentiaries, duly authorized
thereto, have signed this Convention.
DONE in Vienna, this twenty-first day of May, one thousand nine hundred
and sixty-three.