Chapter 3

History - The Beginnings

he NPT is the result of a long line of negotiations among various states concerned with the use of nuclear technology for both peaceful and destructive purposes. With the nuclear bombing of Hiroshima and Nagasaki in mind and risks of the spread of nuclear weapon technology growing, the international community sought ways to prevent any future use or acquisition of such destructive weapons.

In 1946, the UN General Assembly established the UN Atomic Energy Commission "to deal with the problems raised by the discovery of nuclear energy." Due to disagreements between the United States and the Soviet Union, this commission was unsuccessful in drafting a nonproliferation treaty.

Later that year, the United States proposed the Baruch Plan, named after U.S. diplomat Bernard Baruch. According to this plan, the United States would give up its nuclear weapon program after all other states had ceded their nuclear materials to international control. The Soviet Union opposed the plan as too advantageous to the United States and wanted the United States to turn over its nuclear weapons before other countries gave up their nuclear materials. These differences could not be resolved. The Soviet Union tested its first nuclear weapon in 1949, and by 1950, both the Soviet Union and the United States were engaged in a nuclear arms race. In 1952, the United Kingdom tested nuclear weapons for the first time.

In the 1950s, several programs were launched to develop peaceful nuclear projects and guard against nuclear weapons proliferation. In 1953, U.S. President Dwight Eisenhower established the "Atoms for Peace" program through which the United States concluded nuclear cooperation agreements with 40 friendly countries between 1956 and 1959. As a result, 26 states that accepted U.S. safeguards on U.S.-origin nuclear materials and equipment against military use of nuclear technology were provided with research reactors, nuclear training, and reactor fuel (fissionable material). The Soviet Union developed a similar program during this period to provide peaceful nuclear technology to nations in its orbit. Meanwhile, in Western Europe, EURATOM was established in 1958 to facilitate peaceful nuclear development within the European Community.

The establishment of the International Atomic Energy Agency (IAEA) in 1957 provided the institutional foundation for promoting the peaceful uses of nuclear energy and for the application of safeguards by an international organization to ensure that nuclear assistance was not being used to serve any military purpose. Inspections implemented by the United States and the Soviet Union on their own nuclear exports were taken over by the IAEA during the 1960s. The IAEA published its first set of uniform safeguards standards in 1961 (INFCIRC/26). Further refinements were devised and safeguards were extended to a broader range of nuclear activities through subsequent safeguards documents, promulgated in 1964 and 1967 (INFCIRC/66/Rev.2). The IAEA would later become the institution through which the NPT would verify the commitments of NNWS.

The idea of creating a nonproliferation treaty acquired greater urgency in February 1960, when the first French nuclear weapon test was carried out in Algeria. This test raised fears regarding whether other countries would follow suit. At that time, several countries were actively researching nuclear technologies, including among others, Germany, Israel, India, Italy, Japan, Sweden, and Switzerland. A driving force behind a nonproliferation treaty was the superpowers' shared interest in ensuring that West Germany, as well as other advanced industrial countries, would not develop nuclear weapons.

While the IAEA was still evolving, between 1958 and 1961, proposals at the United Nations supported the negotiation of a treaty that would prevent the further spread of nuclear weapons. These efforts culminated in the 1961 adoption (by the UN General Assembly) of a resolution sponsored by Ireland, "Prevention of the Wider Dissemination of Nuclear Weapons." It called for measures to prevent the spread of nuclear weapon technology to additional states and for all countries to desist from acquiring or transferring nuclear weapons. The impetus provided by the "Irish Resolution" led the way for the negotiation of the NPT. This resolution focused only on stopping nuclear proliferation without explicitly tying it to stopping the nuclear arms race between the United States and the Soviet Union.

The Cuban Missile Crisis of October 1962 brought the United States and the Soviet Union to the brink of a nuclear war. This crisis, as well as international pressure to halt atmospheric nuclear testing resulted in a Partial Test Ban Treaty (PTBT) negotiated by the United States, United Kingdom, and the USSR. But just two years later, in October 1964, China conducted its first nuclear test, and this event renewed international interest in devising a multinational treaty to prevent further nuclear weapon proliferation.

The Cold War between the United States and Soviet Union underscored the real possibility of nuclear war. At the same time, most of the industrially advanced NNWS formed alliance relationships giving them the benefit of a nuclear umbrella either through the U.S.-led North Atlantic Treaty Organization (NATO) or the Soviet-led Warsaw Treaty Organization (Warsaw Pact). These alliances offered an alternative to the national development of nuclear weapons, by providing nuclear defense guarantees respectively by the United States and the Soviet Union. Both superpowers deployed large numbers of nuclear weapons and delivery systems on the territories of their respective NNWS allies. Unlike the Soviet program, under which these weapons remained under the exclusive control of the USSR, several NATO NNWS, under the aegis of NATO's Nuclear Planning Group, engaged in military exercises that would allow them to deliver U.S. nuclear weapons in time of war, although the United States maintained control over the weapons in peacetime. This aspect of NATO's nuclear doctrine and planning remains controversial to this day. Some argue that the doctrine, which continued after the creation of the NPT, is contrary to Articles I and II of that treaty, which prohibit the transfer of control over nuclear weapons to any NNWS. Others contend that the exercises were training programs only and control over U.S. nuclear weapons was, in fact, never transferred to an NNWS.

 

Chapter 3, page 2 of 4

This material is produced independently for NTI by the Center for Nonproliferation Studies at the Monterey Institute of International Studies and does not necessarily reflect the opinions of and has not been independently verified by NTI or its directors, officers, employees, agents.
Copyright © 2004 by MIIS.