Treaty on Conventional Armed Forces in Europe (CFE)
Signed: 19 November 1990.
Entered into Force*: 9 November 1992.
Depository: The Netherlands.
Number of States Parties: 30 — Armenia, Azerbaijan, Belarus, Belgium, Bulgaria, Canada, Czech Republic, Denmark, France, Georgia, Germany, Greece, Hungary, Iceland, Italy, Kazakhstan, Luxembourg, Moldova, the Netherlands, Norway, Poland, Portugal, Romania, Russian Federation*, Slovakia, Spain, Turkey, Ukraine, United Kingdom, and United States.
*On 14 July 2007, Russia announced that it would suspend implementation of its Treaty obligations, effective after 150 days.
Background: In 1973, the Mutual and Balanced Force Reduction Talks (MBFR) opened in Vienna between the United States, the USSR, and other NATO and Warsaw Pact members. The goal was to reach an agreement on the reduction of troops and armaments in Central Europe, including the Benelux countries, East Germany, West Germany, Poland, and Czechoslovakia. The sides reached a preliminary agreement to reduce the number of ground troops to 700,000 on each side, and air force troops to 200,000. In the end, the talks did not come to fruition. In April-June 1986, the USSR and the Warsaw Pact called for Europe-wide reductions, and in December 1986, NATO proposed to establish a new negotiating forum that would supersede the MBFR and discuss new Europe-wide reductions.
The Commission on Security and Cooperation in Europe (CSCE) meeting in Vienna (1986-1989) endorsed a mandate for negotiations on the level of conventional armed forces in Europe within the framework of the CSCE among the 23 participating States belonging to NATO and the Warsaw Treaty Organization (WTO). On 10 January 1989, NATO and the Warsaw Pact initialed a mandate on negotiations on conventional forces in Europe (CFE). On 2 February 1989, the MBFR talks were formally concluded, and on 9 March 1989, the CFE negotiations began. On 19 November 1990, the CFE Treaty was signed in Paris. The main objective of the Treaty was to reduce the possibility of a surprise armed attack and the triggering of major offensive operations in Europe.
On 15 May 1992, the States Parties signed the Tashkent Agreement on the Principles and Procedures for the Implementation of the Treaty on Conventional Armed Forces in Europe, which redistributed the former USSR's equipment and strength targets among the signatories.
Main Provisions: Article IV (paragraph 1) of the Treaty established equal limitations on major armaments for NATO and the Warsaw Pact, including:
- 20,000 battle tanks (no more than 16,500 in active units),
- 30,000 armored combat vehicles (no more than 27,300 in active units), of which no more than 18,000 shall be armored infantry fighting vehicles and heavy armament combat vehicles, of which no more than 1,500 shall be heavy armament combat vehicles,
- 20,000 artillery pieces (17,000 in active units),
- 6,800 combat aircrafts, and
- 2,000 attack helicopters. (Article IV, Paragraph 1)
The CFE Treaty also provided for weapons systems not in active units to be placed in designated permanent storage sites (Article IV, paragraph 1). In addition, it required that no single State Party possess more than approximately one-third of the armaments within the area of application (Article VI), defined as "entire land territory of the States Parties in Europe from Atlantic Ocean to the Ural Mountains, including all the European island territories of the States Parties." Within this overall area of application, the Treaty established sub-areas where the permitted numbers of armaments were subject to specific limitations (Articles IV and V). Such sub-zones, located at the northern and southern extremes of the area of application, where the two blocks came into contact, were subject to specific flank limits in order to substantially reduce the possibility of an encircling maneuver.
Article VII of the Treaty obligated each State Party to provide, upon signature, notification to all other States Parties of the maximum levels of their holdings of armaments and equipment subject to the Treaty's limitations. Each State Party is entitled to change the maximum levels of such holdings with 90-day advance notice, provided that the total number of armaments and equipment assigned to the same "group of States Parties" (NATO or Warsaw Pact) does not exceed the limitations set by the Treaty.
Article VIII obligated the States Parties to achieve the Treaty limitations by means of reduction executed in three phases and completed no later than 40 months after entry into force of the Treaty. In addition, it required States to notify all other States Parties of the locations of its reduction sites. The reduction process include destroying weapons, converting them to non-military purposes, placing them on static display, using them as ground targets, decommissioning them, etc., and shall be subject to inspections, without right of refusal.
According to Article X, all armaments and equipment not in active units shall be kept in designated permanent storage sites. A State Party shall notify other States Parties about the location and content of such designated permanent storage sites.
Under Article VI, the Treaty established the Joint Consultative Group (JCG) in charge of dealing with the issues of compliance with the Treaty. This group's tasks include resolution of ambiguities and differences in interpretation, consideration of measures to enhance the viability and effectiveness of the Treaty, resolution of technical matters, and consideration of disputes arising out of the implementation of the Treaty.
Verification and Compliance:
Verification: To ensure verification of compliance with the provisions of the Treaty, Article XIII obligated the States Parties to provide notifications and exchange information in accordance with the Protocol on Information Exchange, as well as gave them the right to conduct inspections and obligation to accept such inspections, in accordance with the Protocol on Inspection. The purpose of such inspections is to verify States Parties' compliance with the Treaty's limitations and monitor the process of reduction. Inspections fall into three categories: passive inspection quotas (inspections, which a State Party is obliged to receive within a specified time period at declared inspection sites), active inspection quotas (the total number of inspections each State is entitled to conduct within a specified time period), and passive challenge inspection quotas (inspections carried out anywhere on the territory of a State Party within an area of application other than a site otherwise subject to inspection). In addition, according to Article XV, the States Parties are entitled to use national and multinational technical means (NTM and MTM) to ensure verification of compliance with the provisions of the Treaty. The use of concealment measures that impede verification by means of NTM and MTM is prohibited.
Compliance: The Joint Consultative Group, established by the Treaty, considers disputes arising out of the implementation of this Treaty, and is the body to which claims of non-compliance may be addressed.
Review Conference: The Treaty provides for the convening of a review conference 46 months after its entry into force and at five-year intervals thereafter.
In accordance with Article XVIII of the CFE Treaty, to continue the negotiations on conventional armed forces with the goal of building on the CFE Treaty, on 10 July 1992, in Helsinki, the States Parties to the CFE Treaty signed the "Concluding Act of the Negotiation on Personnel Strength of Conventional Armed Forces in Europe" (CFE-1A Agreement).
The CFE-1A Agreement established limits on the level of military personnel, with the exception of sea-based naval forces, internal security forces, and forces under the UN command. The States Parties are entitled to reduce or increase their national personnel limits with prior notification to all other States Parties. In the case of an increase, the State Party must provide an explanation of the reasons for such a revision, while other States Parties are entitled to raise objections and request that an extraordinary conference be convened. As in the case of the CFE Treaty, the States Parties undertook to comply with the established targets within a time limit of 40 months after the entry into force of the Agreement.
Verification: The Agreement provided for exchanges of information with respect to personnel strength, notifications on increases or decreases in personnel strength, and inspections to verify compliance with the agreed numerical limitations.
The CFE-1A Agreement came into force on 9 November 1992. Unlike the CFE Treaty, the CFE-1A Agreement is a politically binding instrument and therefore needed no ratification.
The Adapted CFE Treaty:
Following the disintegration of the Warsaw Pact and the emergence of new parties to the Treaty, it became necessary to revise the CFE Treaty. At the May 1996 Review Conference of the Treaty, the States Parties decided to improve the operation of the Treaty within the changing security environment.
The Agreement on the Adaptation of the CFE Treaty was signed in Istanbul on 19 November 1999. The Agreement established national and territorial ceilings on conventional armaments and equipment, instead of the original bloc limitations, and allowed States Parties to temporarily exceed the established limits in case of military exercises and temporary deployments. (The word "temporary" was not defined, but notification was required for exceeding the territorial ceilings.) The Agreement provided for the equality of the national and territorial ceilings for States Parties, i.e., requiring a State Party's own conventional armaments and equipment on its territory to be lower than its national ceilings if that State wanted to host foreign-stationed forces. The Agreement exempted conventional armaments and equipment present on the territory of a State Party for an operation in support of peace conducted under and consistent with a resolution or a decision of the United Nations Security Council (UNSC) or the Organization for Security and Cooperation in Europe (OSCE) from that State Party's territorial ceiling or territorial sub-ceiling.
The Russian Federation agreed, among other things, to withdraw from Moldova and reduce troop and equipment levels in Georgia. These agreements became known as the "Istanbul Commitments" and are outlined in 14 Annexes to the 1999 CFE Final Act. The Adapted Treaty will allow for additional accessions, so that new NATO members such as the Baltic republics can eventually be incorporated into the regime after the Adapted Treaty enters into force.
The Adapted Treaty will enter into force when all 30 States Parties have ratified the Agreement. Only Belarus, Kazakhstan, and the Russian Federation have done so. Ukraine has ratified the Adapted Treaty but has not deposited its instrument of ratification with the Netherlands. On 14 July 2007, Russia suspended its implementation of the Treaty, effective after 150 days, in an effort to get the 26 holdout states to ratify the Adapted Treaty.
Verification: States Parties were required to allow inspections of 20 percent of their "objects of verification" (military units down to the regiment level, and storage, repair, and reduction sites), provide annual and quarterly reports on the locations of armaments and equipment, and provide notifications of changes in national holdings.
2013: On 24 May, while speaking at the international conference on European Security in Moscow, OSCE Secretary General Lamberto Zannier called for the restoration of the CFE as NATO and Russia have reached dead ends in the negotiations due to political and military differences.
2012: During the Nuclear Security Summit 2012 in Seoul, South Korea in March, U.S. President Barack Obama and Russian President Dmitri A. Medvedev agreed that negotiations over the contentious U.S.-planned Europe-based missile defense system would not be possible until after the U.S. presidential election in November. Thus, the moratorium on the CFE Treaty might not be lifted if an agreement is not achieved, which would ultimately change the security system in Europe.
In June 2012, U.S. Under Secretary for Arms Control and International Security Rose Gottemoeller reaffirmed the determination to preserve, strengthen and modernize the conventional arms control regime in Europe, based on key principles and commitments, and to continue to explore ideas to this end, especially with regard to the CFE Treaty.
2011: In April, a Russian-NATO Council meeting of foreign ministers took place in Berlin. Several issues at hand were discussed concerning Russia’s request for the removal of flank restrictions and the incorporation of NATO’s newly acquired conventional weaponry from recently joined member states in the adapted treaty. Nevertheless, U.S. Secretary of State Hillary Clinton urged Russian Foreign Minister Sergei Lavrov to increase transparency of military forces during their negotiations.
On 29 September, the Fourth Review Conference of the State Parties to the Treaty on Conventional Armed Forces in Europe took place in Vienna. The Review Conference was chaired by Moldova.
During the meeting, State Parties discussed numerous issues relates to the implementation of the Treaty. The discussions led to disagreements among the parties on the topic of implementation and as a result, the Final Document of the Conference was not drafted.
In the concluding remarks, the Chairperson stated that all State Parties stressed the importance of the Treaty to the security of Europe. They also highlighted key achievements, such as high degree of military transparency and increased level of confidence among State Parties. At the same time, concerns were brought up, the most obvious one being the lack of complete compliance and implementation of the Treaty by all State Parties. A number of states expressed their dissatisfaction that forces have been placed on their territories without their free consent. In addition, states mentioned the need to modernize the CFE regime as well as engage in a dialog that is based on transparency and mutuality.
On 22 November, the United States announced in Vienna that it, along with its NATO allies, and partners Moldova and Georgia, would cease carrying out certain obligations under the Conventional Armed Forces in Europe (CFE) Treaty with regard to Russia. The United States cited the failed U.S. and NATO diplomatic efforts to resume Russian participation following its 2007 moratorium on Treaty implementation as the reason for this change. The United States emphasized that it will continue to implement the Treaty and carry out all obligations with all States Parties other than Russia, including not exceeding the numerical limits on conventional armaments and equipment established by the Treaty.
2010: In September, Russian Defense Minister Anatoly Serdyukov emphasized the importance of replacing the existing treaty for a new contemporary treaty. It was also mentioned that Russia will continue its moratorium until several issues will be addressed with NATO member states. Issues include the compensation for the additional potential acquired by NATO as a result of NATO expansion, setting parameters for restraining the stationing of forces on foreign territories and resolving outlined restrictions pertaining to Russia’s territory. Russia also urges participation by new NATO members which include Latvia, Lithuania, Estonia, and Slovenia.
On 14 November, in an interview with the Arms Control Association, Russian Ambassador to the U.S. Sergey Kislyak indicated in an interview that Russia was not interested in resuming implementation of the CFE Treaty if it was not the Adapted Treaty.
2009: In May, Russia formally submitted a proposal to the other parties of the Treaty containing revisions designed to break the deadlock over the Adapted Treaty.
On 10 June, 45 countries participated in an unofficial experts meeting, hosted by the German Federal Foreign Office in Berlin, on "The Future of Conventional Arms Control in Europe." German Foreign Minister Frank-Walter Steinmeier, while visiting Moscow, urged the involved parties to come to an agreement on the Adapted Treaty.
2008: After the Russian-Georgian military conflict, which began on 7 August and ended with a ceasefire on 15 August, numerous NATO and Russian officials expressed the view that it had become extremely difficult to obtain the concessions necessary to bring the Adapted Treaty into force.
2007: Only Belarus, Kazakhstan, Russia and Ukraine have ratified the adaptation agreement, although Ukraine has not yet deposited its instrument of ratification. All 21 NATO members maintained their rejection of the Adapted Treaty until Russia completed its withdrawal from Moldova and Georgia, specifically the Transdnestr region in Moldova and the Gudauta military base in the Georgian separatist region of Abkhazia. Russia rejected this linkage, referring to the Istanbul Commitments as "political commitments," and called on holdout states to ratify the Adapted Treaty.
Russia requested an Extraordinary Conference to discuss these concerns. The conference was held from 12-15 June. Among other arguments, Russia stated the linkage between the adapted treaty ratification and the withdrawal of troops from Georgia and Moldova was "illegitimate" and "invented," as it concerned bilateral relations and was not a NATO issue, requested rapid CFE ratification by the Baltic states, required a "compensatory lowering" of overall NATO numerical ceilings on CFE covered equipment, stated its intention to renegotiate the 1999 Adapted CFE as soon as it is brought into force, and mentioned that the intended U.S. base establishments in Bulgaria and Romania negatively affected these countries' CFE compliance
On 14 July, Russia announced that it would suspend compliance with the original CFE Treaty effective after 150 days. The Russian Duma approved the suspension plan in a vote of 418 to 0.
On 19 September, the chairman of the State Duma Foreign Affairs Committee announced that Russia would reverse the decision to suspend compliance if States Parties ratify the adapted version.
In a statement on 12 December, Russia's Foreign Ministry announced that it would no longer provide treaty-related information or permit inspections of its treaty-limited equipment (TLE). NATO members replied that they would continue to consider themselves bound by the CFE.
2006: The Third Review Conference of the Treaty was held in Vienna from 30 May to 2 June 2006. Russia put forward a plan to bring the adapted treaty into force before the end of 2007. However, the proposal was rejected by NATO members who insisted that Russia should end its military deployments in Georgia and Moldova prior to ratification of the Adaptation Agreement by all states. Due to the lack of consensus on this issue, the conference ended without agreement on a final document.
2002: The Russian government declared it had met the Adapted Treaty's weapons limits.
2001: The Second Review Conference of the Treaty took place from 28 May-1 June 2001 in Vienna. The participants reaffirmed the Treaty's central role in European security and called on Russia to comply with the aspects of the Treaty related to the flank area, as well as to its commitments under the 1999 CFE Final Act.
The States Parties examined the operation of the Treaty to date, identified implementation concerns and areas for future work, and reaffirmed that the Treaty would remain fully in effect, except those provisions amended by the Adaptation Agreement upon its entry into force.
1999: On 19 November, parties to the CFE signed the "Agreement on Adaptation" at the Organization for Security and Co-operation in Europe (OSCE) Summit in Istanbul, Turkey. The Adaptation Agreement attempted to revise the CFE Treaty to consider events which changed the geopolitical landscape of Europe. Instead of bloc and zone weapons limits, these were replaced with national and territorial ceilings. The adapted agreement also provided an accession clause to provide legal means for NATO members Estonia, Latvia, Lithuania and Slovenia to accede to the Treaty. The Adapted Treaty will enter into force when all 30 states parties ratify the agreement.
At the same meeting, the Russian Federation pledged in the Istanbul Commitments to withdraw its remaining military forces and equipment from the territories of Georgia and Moldova.
This material is produced independently for NTI by the James Martin Center for Nonproliferation Studies at the Monterey Institute of International Studies and does not necessarily reflect the opinions of and has not been independently verified by NTI or its directors, officers, employees, or agents. Copyright © 2013 National Journal Group, Inc., 600 New Hampshire Ave., N.W., Washington, DC 20037.
The CFE Treaty established an agreement aimed at reducing the possibility for major offensive operations in Europe through the reduction of troops and armaments in Central Europe.